The SEC's cybersecurity rule has created new compliance requirements for registered investment advisors (RIAs). Those requirements include the development of a written cybersecurity plan and the ...

WEST CHESTER, Pa.--(BUSINESS WIRE)--STP Investment Services (STP), a global provider of technology-enabled investment operations, fund administration, and compliance solutions, today announced the ...

The engagement of BPB marks another step in ScanTech AI’s broader strategy to strengthen financial reporting, enhance internal controls, and continue advancing in its Nasdaq re-compliance plan. BPB ...

San Francisco–based Focal is building AI tools for financial advisors including automation of meeting prep, client follow-up, ...

RIA Compliance Technology received a top satisfaction ranking and was named a “provider to watch” in the RIA Compliance category. Being recognized by Kitces.com as both highly rated and a provider to ...

The race to adopt AI tools like Microsoft Copilot and ChatGPT is on, reshaping how financial professionals work, communicate and serve clients. But with new platforms emerging and constant updates to ...

Your clients value transparent communication. So in addition to phone calls and emails, you may rely on text messages to stay connected. While test messages are a quick and convenient way to check in ...

Co-founded by four Orion veterans, new wealthtech startup Hamachi.ai seeks to embed AI-powered compliance into client ...

WATERLOO, Ontario--(BUSINESS WIRE)--Today, Sandvine (the “Company”), a market-leading provider of Over-the-Top (OTT) Application Classification and Quality of Experience (QoE) solutions, announced the ...