An Arizona advisor who placed nearly all client assets in equity-linked notes has been barred from the industry for at least three years and will pay $1.6 million in disgorgement and penalties, the ...

Structured Notes and Buffer funds are sleep-well-at-night products designed to protect investors from market drops. Brokers and nervous investors love them, despite their complexity and fees. Talk to ...

Reddit investors never cease to amuse me with their short-termism and tendency to performance chase. Case in point is the ...

Invesco QQQ Income Advantage ETF offers passive NASDAQ-100 exposure with enhanced yield via equity-linked notes (ELNs) and a liquidity reserve. QQA delivers a trailing 10% yield, balancing capped ...

"More people are paying attention to credit risk than before, so it is true that the subset of investors that are being particularly prudent has increased," says Alberto Cherubini, head of exotic ...

Discover the advantages and risks of principal-protected notes (PPN), a fixed-income product that ensures your principal with ...

The Depository Trust & Clearing Corporation (DTCC) has launched Rapid Issuance, a service that allows issuers to bring structured notes to the market in a more timely and efficient manner. The service ...

The convertible bond market is one of the few where equity volatility is beneficial as movements in the underlying share price make the embedded equity option more valuable. The equity-linked market ...

Retirees chasing the JPMorgan Nasdaq Equity Premium Income ETF (NASDAQ:JEPQ) for its near 9.5% distribution yield are buying ...

Peter Gratton, Ph.D., is a New Orleans-based editor and professor with over 20 years of experience in investing, economics, and public policy. Peter began covering markets at Multex (Reuters) and has ...

If you bought JPMorgan Nasdaq Equity Premium Income ETF (NASDAQ:JEPQ) for the monthly checks, you probably think you own a Nasdaq-100 portfolio with a covered-call overlay. That is mostly true. The ...