A group of academics created the group to seek the “wisest possible federal securities laws and policies,” and backed Trump’s pick for SEC Chair. The organization made up of six legal and business ...
We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...
Lobbyists for some of Wall Street’s biggest alternative asset managers are asking regulators to relax rules preventing the buying and selling of assets between funds overseen by the same company, a ...
CME Group (CME) has secured approval from the U.S. Securities and Exchange Commission to roll out a new securities clearing house, set for Q2 2026, the derivatives exchange said on Tuesday. The ...
A private equity firm with billions of dollars worth of self-storage properties under management has agreed to pay more than $20M in penalties after the Securities and Exchange Commission said it ...