Ever since the Supreme Court decided in 1987 that pre-dispute agreements to arbitrate securities disagreements were binding on investors, financial service firms have uniformly required that their ...

The operation of a clinic, particularly one which requires its supervising attorney to possess recognized subject matter expertise in a nuanced area of law, is often one of the greatest academic ...

Arbitration in the securities industry – between broker-dealers and their customers – wasn’t always mandatory. In 1972, the predecessor to FINRA created a rule that compelled broker-dealers to ...

The Securities Arbitration Law Firm of Klayman & Toskes Launches Investigation on Behalf of Groupon Shareholders Who Held Large Concentrated Positions in Groupon Stock With Full-Service Brokerage ...

NEW YORK--(BUSINESS WIRE)--KlaymanToskes (“KT”), a leading national securities arbitration law firm, announces an investigation on behalf of Robinhood Financial, LLC (“Robinhood”) investors who ...

It is often said that arbitration costs less than litigation. But what are the costs? Is arbitration really less costly than litigation? Like the answer to virtually any legal question, the answer is ...

The vast majority of interactions between investors and investment professionals are positive. However, sometimes the relationship doesn't go as planned, and the situation can't be resolved by ...

Insurance issues often influence the outcome of securities arbitrations and mediations, yet the workings of errors and omissions insurance is not fully understood by many lawyers, arbitrators and ...

The SEC has reversed a longstanding policy under which the agency would not accelerate the effectiveness of a securities registration statement for a company with a mandatory arbitration clauses ...